Drug Dissolution Enhancement by Salt
Formation: Current Prospects
Gannu Praveen Kumar1*
and S. Kiran Kumar2
1Department of Industrial Pharmacy,
St. Peter’s Institute of Pharmaceutical Sciences, Warangal
2Talla Padmavathi College of
Pharmacy, Warangal
ABSTRACT:
Salt formation is the
most common and effective method of increasing solubility and dissolution rates
of acidic and basic drugs. The physicochemical
principles of salt solubility and the influence of PH solubility
profiles of acidic and basic drugs on salt formation and dissolution are
discussed. The solubility of salts of acidic or basic drugs depends on how
easily they dissociate into their free acid or base forms and on
interrelationships of several factors, such as intrinsic solubility, PH,
Pka, solubility product and maximum
solubility in different dissolution media of varying PH. The
interrelationships of these factors are elaborated and their influence on salt
screening and the selection of optimal salt forms for development are
explained. Salt screening is increasingly being adapted to high throughput
experimentation, to shortlist the potential salt(s) for a comprehensive
biopharmaceutical characterization at the scale up stage. The suitable salt
form is then processed to the next stage of drug development.
KEYWORDS: salt
formation, counterion, pka,
solubility, pH solubility, salt screening.
1. INTRODUCTION:
A salt is formed with
the reaction of an acid and a base. This simple chemical reaction involves
either a proton transfer or a neutralizing reaction. Thus a drug, which is
either an acid or a base, may form a wide range of salts with appropriate bases
or acids respectively. Many drugs are either weak acids or weak bases and
consequently can form a range of salts. Salt formation may be used to alter the
physicochemical, biopharmaceutical, and processing properties of a drug
substance without modifying its fundamental chemical structure. In general, the
salts of a drug rarely change its pharmacology. However, the intensity of
response may be altered. From a pharmaceutical technology perspective, salt
formation is a simple means of endowing a drug having ionisable
functional groups with unique properties to overcome some undesirable feature
of the parent drug. The drug characteristics required for one dosage form are
often quite different from those required for another. In practice, the
hydrochloride salts of basic drugs and the sodium salts of acidic drugs are
most commonly used. Salts will differ greatly from the parent drug and also
from each other in physicochemical properties such as melting point,
solubility, dissolution rate, hygroscopicity,
physical and chemical stability, crystal form, solution pH, and processability. In addition to alterations in
physicochemical properties, salt formation can alter organoleptic
properties such as taste and occasionally pharmacological response and
toxicity. Different salt forms alter dissolution, solubility, organoleptic properties, stability, absorption,
pharmacokinetics, pharmacological response, and toxicity.
2. BASIC CONCEPTS IN SALT FORMATION
Salts are formed when a compound is ionized in solution and forms a
strong ionic interaction with an oppositely charged counterion,
leading to crystallization of the salt form2. In the aqueous or organic phase, the drug and
counterion are ionized according to the dielectric
constant of the liquid medium. The charged groups in the drug's structure and
the counterion are attracted by an intermolecular coulombic force. During favorable conditions, this force
crystallizes the salt form (Fig 1.0). All acidic and basic compounds can
participate in salt formation1. However, the success and stability
of salt formation depends upon the relative strength of the acid or base or the
acidity or basicity constants of the species involved3.
The salt form is separated into individual entities (ionized and counter
ion) in dissolution medium, and its solubility depends upon the solvation energy in the solvent. The solvent must overcome
the crystal lattice energy of the solid salt and create space for the solute.
Thus, the solubility of a salt depends on its polarity, lipophilicity,
ionization potential, and size. A salt's solubility also depends on the
properties of solvent and solid such as the crystal packing and presence of
solvates4.
Figure 1: Schematic illustration
representation of salt formation
3. SALT SELECTION IN DRUG
DEVELOPMENT
Pharmaceutical companies
previously selected salts at various stages in drug development. However,
companies now tend to move the salt selection process to the research phase to
make the process more fool proof 5. Ideally speaking, the salt form
should be chosen before long term toxicology studies are performed i.e., at the
start of Phase I clinical trials6. This is important in the early
stages of new drug development because changing the salt form at a later stage
may force a repetition of toxicological, formulation, and stability studies
thus increasing development time and cost7. A new salt form
introduced at a later stage must also be evaluated for potential impurity
changes, bioequivalence, pharmacokinetic equivalence and toxicity equivalence.
4. OBJECTIVES OF SALT
SELECTION:
Innumerable salt forms are
available to pharmaceutical scientists. The selection process must therefore be
rational and streamlined. A lack of
proper planning may lead to the synthesis of several salt forms of the drug
candidate for preformulation testing. Moreover, this
hit or miss approach results in many failures and may cause the loss of test
substance and time. These considerations underscore the need for a well
formatted decision tree to help scientists choose a suitable salt form in an
efficient and timely manner depending upon the intended use with a minimum
number of failures and expended resources.
The main objective of a salt
selection study is to identify the salt form most suitable for drug
development. The parameters often considered primary or essential criteria for
the selection of a particular form are aqueous solubility measured at various
pH values depending upon the intended pharmaceutical profile, high degree of crystallinity, low hygroscopicity
(i.e., water absorption versus relative humidity), which gives consistant performance and optimal chemical and solid state
stability under accelerated conditions (i.e., minimal chemical degradation or
solid state changes when stored at 40°C and 75% relative humidity). A serious
deficiency in any of these characteristics should exclude that form for further
development. In addition to these essential criteria, the desirable criteria
which influences salt form selection are limited number of polymorphs or
absence of variability because of polymorphism and ease of synthesis, handling
and formulation development8. A single salt form generally cannot
satisfy all the requirements for developing suitable dosage forms. However,
introducing a second or third salt form consumes additional developmental
resources and increases the cost of manufacturing, handling, storing, and
characterizing the additional salt forms. Therefore, the dosage form is
developed with a single salt form whenever possible9. The major drug
development issues are addressed by choosing the appropriate salt form. Minor
issues can be addressed using other development tools. Decreasing development
timelines intensify the pressure to select the right salt form the first time.
Salt selection is a critical step in the preformulation
stage of drug development. The balance required in assessing the correct salt
form to progress into drug development makes it a difficult semi empirical
exercise10. This statement emphasizes the need to prioritize the
salt selection process so that various development issues are addressed as
early as possible.
5. PHYSICOCHEMICAL ASPECTS OF SALTS:
5.1 Solubility:
Solubility is a key determinant
of bioavailability and alteration of
solubility by salt formation may be used
to improve biopharmaceutical performance11. Typical counterions,
cations, and anions used to prepare salts of acidic drugs and basic drugs are
summarized. Development of more soluble salt forms of a drug
with a view to improve drug bioavailability or ease of formulation are
among the principal motives for salt formation12-13. Several studies
have compared the solubilities of different salt
forms of a parent compound with that of the free acid or base. In Fig 1.0, the
arrows indicate the equilibrium solubility of the specific salts. Deviations
from the theoretical pH-solubility profiles may reflect the ability of some of
the salts to form micelles14. Among the examples of the dramatic
enhancement in solubility of a basic drug achievable through salt formation is
that of the lactate salt of the antimalarial drug,
(2-piperidyl)-3, 6-bis(trifluoromethyl)-9-phenanthrenemethanol, which is
approximately 200 times more soluble than the hydrochloride salt15.
In a study to select an appropriate salt form for RS-82856,16 the
hydrogen sulfate salt is found to be more soluble than the parent drug over a
wide pH range and is shown to result in an approximately 2-fold increase in
bioavailability. Salt formation does not always confer greater solubility.
There are many examples in the literature of the preparation of salts to reduce
the water solubility of the parent compound17-18. Reasons for
lowering the aqueous solubility of a drug include the attainment of dissolution
controlled absorption for controlled release from oral dosage forms.
5.2 Determination
of solubility:
The solubilities
of various salts under simulated gastric and intestinal pH conditions are
determined by equilibrating excess of drug in the solubilising
medium at room temperature and placed in a shaker and equilibriated
for 24 - 48hrs. The filtered solution is assayed for drug concentration using a
suitable analytical method. The pH values of the solution is
recorded prior to their filtration through 0.45 pm port size Millipore filters.
5.3 Solid-State Properties:
Because solubility
within a series of structurally related salts can be attributed to changes in
the crystal lattice free energy, relationships between solubility and crystal
properties are considered. Many pharmaceutical solids exhibit polymorphism
which is defined as the ability of a compound to exist as two or more
crystalline phases that have different arrangements of the molecules in the
crystal lattice. Polymorphs of a drug salt will be different in crystal
structure but identical in the liquid or gaseous states. The process of
transformation from one polymorph to another i.e., a phase transition may occur
on storage or during processing. If the phase transition is reversible, the two
polymorphs are enantiotropes. Likewise, salts may
form a range of solvates also called solvatomorphs or
pseudopolymorphs depending on the recrystallization
solvent used and the conditions employed. As these have different energies,
they may have significantly different solubilities,
dissolution rates, and stabilities. Within a series, the propensity to form
hydrates increases with increasing ionic potential of the counter ion.
5.4 Determination of solid
state stability:
Accurately weighed
samples of salts (10 mg each) are stored at 40 and 50°C in closed 4 cm3
glass vials and at 4O˚c/75% RH in open glass vials. For photostability studies, samples stored in closed clear
glass vials are exposed to 900 foot candle fluorescent light. The vials are
stored under a similar condition with aluminium foil wrappers around them to served as controls. The stability samples are then assayed
at different intervals by suitable analytical method.
5.5 Counterion pKa:
Successful salt
formation generally requires that the pKa of the
conjugate base be greater than that of the conjugate acid to ensure sufficient
proton transfer from the acid to the base. Consideration of the relationships
governing the pH solubility behaviour of weak acids suggests that, in general,
it is advantageous to select conjugate bases having pKa
values well above the pKa of a weakly acidic drug.
However, factors such as solubility product (Ksp) of
the salt, common ion effects and hygroscopicity may disfavour the salts of first choice using the above
criterion e.g., hydrochloride or sodium salts. The formation of hydrochloride
salts does not always enhance solubility above that of the free base. The lower
solubility of a hydrochloride salt in dilute HCl,
relative to that of the free base, is attributed to the common ion effect of
the chloride ion on the solubility product equilibrium of the salts. The common
ion effect suppresses the solubility product equilibrium. This is particularly
relevant to the HCl salts of drugs administered
orally resulting in contact with gastric acid which may result in suppressed
solubility, dissolution, and altered bioavailability. Similar effects have been
observed for the sodium salts of acidic drugs in the presence of increasing
concentrations of sodium chloride. Additional disadvantages of using strong
acids or bases in salt preparation have been reported. Salts prepared from
strong acids or bases are freely soluble but can be very hygroscopic leading to
instability in solid dosage forms as some of them dissolve in its own adsorbed
films of moisture. In the case of salts of weak bases and strong acids, the
strongly acidic solution may increase hydrolysis as a result of unfavourable pH. An excessively low or excessively high
solution pH can lead to physiological compatibility problems in the case of injectable formulations. Injections should lie in the pH
range 3-9 to prevent vessel or tissue damage and pain at the injection site.
Packaging incompatibilities can also result from strongly acidic or basic
formulations. Thus HCl salts in solution may have a
low pH causing irritation, pain and inflammation requiring a change in salt
form when formulating a parenteral product.
Hydrochloride salts may also show incompatibilities with metal aerosol
containers.
The use of pKa of the counter ion as a criterion for predicting salt
solubility is complicated by the difficulty in discriminating between the
energy required to remove ions from the crystal lattice and the energy of solvation. Consideration of ionic equilibria
alone fails to account for the stereochemistry of the drug, counter ion size or
other polar groups which can interact. The relationship between apparent
solubility and solution pH is very important since the differences in
solubility of the salts do not appear to be solely due to pH effect, thus
compromising a simple predictive relationship. In particular, the salts with
ammonium based cations i.e., ethanolamine and
ammonium are more soluble than metallic salts of p-amino salicylic acid at
similar pH values. The authors postulated that these salts may have an
increased solubility because of the ammonium based cations
exerting a hydrotropic and a structuring effect on water molecules. Similarly,
the ethanolamine salt of an acidic antiallergic drug
is more soluble than the salts prepared from inorganic cations.
5.6 Counter ion Structure:
The influence of salt
structure on solubility within a series of counter ions should be considered in
terms of their separate contributions to the crystal lattice energies and solvation energies. The lattice energy and the hydration
energy both increase with an increase in cation/anion
charge and decrease with an increase in ionic radius. Both are also expected to
increase with an increase in polarity or hydrogen bonding nature of the counter
ion. The overall change in solubility with a change in the counter ion will
depend on the hydration energies or the lattice energy which are most sensitive
to the change in structure. In a study on sodium, potassium, calcium and magnesium
salts of three organic acids, the solubilities of the
salts at a pH are compared19. The order of decreasing solubility of
naproxen salts is K>Na> Mg> Ca, the order for 7-methylsulfinyl-
2-xanthonecarboxylic acid salts is K >Na>Ca>Mg and the order for
7-methylthio-2-xanthonecarboxylic acid salts is Na> K>Ca>Mg. Thus, the
qualitative trends between structure and water solubility reported for
inorganic alkali and alkaline earth metal salts20 could not be used
for organic carboxylic acids. It can be noted from the results that the salts
of the divalent cations consistently exhibit lower
water solubility than those of the monovalent cations suggesting that the crystal lattice energy effects
dominate21. Rank order comparison of metallic p-amino salicylic acid salts obtained
for other carboxylic acids indicate a general trend with salts of divalent cations being less soluble than salts of monovalent cations. The rank
order solubilities for the antiallergic
drug, N-[4-(1,4-benzodioxan- 6-yl)-2-thiazolyl]oxamic acid (Na>K>Ca) provides further support to
this trend. It is suggested that a more precise prediction of the effect of the
salt forming agent on the solubility of organic carboxylic acids is not
possible because of the modification of the solubilities
of the salts as a result of different degrees of hydration22. This
explanation is further supported by the observation that the log solubilities of a series of sodium salts are inversely
related to both the melting point and stoichiometric
amounts of water in the crystal hydrates. Rubino23 based on aqueous solubilities of a number of sodium salts of weekly acidic
drugs proposed an equation
relating salt solubility (Cs) to the salt melting point (MP) and
the stoichiometric amounts of water in the hydrate
forms like density and variation in flow behavior. There may be batch to batch
variability in the potency of dosage forms if care is not taken to ensure that
the bulk drug substance maintained its declared potency prior to batching. The
change in moisture content may also affect the physical and chemical stability
of salts. The go/no go decision depends on the consideration of both the
physical stability of crystalline structure at different humidity conditions as
well as the solubility. The criteria for the selection of salts at tier 2 may
depend on the judgment of the drug development scientists in consideration of
the type of dosage form and the expected dose of the compound. A salt with
lower solubility which can still provide good dissolution rate in the judgment
of a formulation scientist could be selected over a salt which is highly
soluble but prone to crystalline changes. On the other hand, if the solubility
is not acceptable in consideration of the dissolution rate or if a solution
with high drug concentration is required for oral or parenteral
use, another salt with some propensity for changes in crystal properties under
extremes of humidity may be considered. Compatibility screening with selected excipients are conducted at tier 3. The number of salt forms
available and the physicochemical properties considered important for the bulk
drug substance as well for the expected dosage forms will dictate how many
tiers would be necessary to select a salt form. There may also be rare
situations where all salts progressed from a lower tier to a higher one are
unacceptable for development. For example, the solubility of all salts at tier
2 may be unacceptable or chemical stability of all the salts at tier 3 may be
poor. If this happens, additional salt forms or free acids/ bases should be
considered prior to revaluating any salt that is dropped at an earlier tier.
Also, the criteria of progression from a lower tier to the next higher one may
also depend on the physicochemical properties of the available salts. If for
example, all salts arc found to be highly hygroscopic, it is necessary to
progress some of them to a higher tier, keeping in mind that, if selected,
might require special manufacturing and storage conditions.
6. BIOPHARMACEUTICAL ASPECTS:
6.1 Bioavailability:
As a consequence of the
effect of salt formation on solubility and dissolution rate, there are many
examples of altered bioavailability i.e., alteration in rate and extent of
absorption, between parent drugs and their salt forms and also between the salt
forms. As mentioned, different salts of the same drug are not likely to differ
qualitatively in pharmacological response. Quantitative
differences is normally expected depending on their dissolution profile
at the administration site. For example, the magnesium and calcium salts of indomethacin shows improved bioavailability compared to the
free acid form of the drug. The sodium and potassium salts of ampicillin show a faster rate of absorption than ampicillin trihydrate, consistent
with a higher dissolution rate of the salt forms. The extent of absorption is
not apparently altered. Formation of soluble hydrochlorides of basic drugs does
not necessarily result in improved bioavailability. Tetracycline free bases
gave higher plasma levels than their hydrochloride salts, while lincomycin hydrochloride had a lower bioavailability than
the hexadecylsulfamate salts.
These differences are
attributed to common ion effect with gastric HCl
following oral administration. The oral administration of tolbutamide
sodium resulted in a rapid and pronounced reduction in blood glucose whereas
the free acid is found to produce a more gradual hypoglycemic effect. This is
attributed to the dissolution rate of the sodium salt being about 275 times
greater than that of the free acid. Therefore it is concluded that the more
slowly dissolving free acid is more useful form of the drug for the treatment
of diabetes. Salts of aminosalicylic acid reports
better bioavailabilities than the free acid. This
drug exhibits non linear pharmacokinetics and a higher rate of absorption from
the salt forms is considered to lead to saturation of the metabolic process
leading to a higher proportion of drug escaping metabolism. The citrate salt of
naftidrofuryl gives more rapid drug absorption than
the oxalate but the extent of absorption is not affected. The rectal rate of
absorption of phenobarbitone appears greater when
amino acid or choline salts are employed rather than
the free acid drug form. The sodium salt of novobiocin
is unstable in aqueous solution while the crystalline free acid is inadequately
absorbed from the gastrointestinal tract. Consequently, the amorphous Ca salt
of novobiocin is employed in liquid formulations
because of its stability and bioavailability attributes. Ion exchange resins
are used to produce insoluble polymeric drug salts both for taste masking and
controlled drug release. Ion exchange containing vehicles with bound basic
drugs are shown to have advantages over comparable simple hydrogel
vehicles in their versatility and in their capacities to store the drug and to
control both its delivery rate and the pH of the vehicle during iontophoresis. Pamoic acid and alginic acid have also been used to prolong the action of
basic drugs (e.g., streptomycin, pilocarpine) by
forming salts of low solubility. A number of salt forms of drugs have
surfactant properties which may contribute to their high solubility, membrane
transport, and drug absorption. Examples include diclofenac,
N-(2 hydroxyethyl) pyrrolidone
(DHEP), and DDNL used in topical products. The use of the lauric
acid salt of propranolol for extended release also
resulted in increased bioavailability possibly linked to micellar
solubilization, ion pair formation, and preferential
lymphatic uptake.
6.2 Pharmacological Considerations:
In some cases a counterion may be used which itself has a pharmacological
action complementary to that of the primary drug. Thus the formation of the benzhydralamine salt of penicillin is designed as an antiallergic and benzhydralamine
having antihistamine activity24. Drug salts using xanthenes or theophylline derivatives as the counter ion may be prepared
for their stimulant effects to overcome drowsiness of. The demulcent property
of polygalacturonic acid is the rational for its use
as a salt former for the irritant quinidine, the quinidine polygalacturonate
having lower oral toxicity than the sulphate. The
antifungal activity of a series of salts of 9- aminoacridine
and its derivatives is shown to correlate with the length of the carbon chain
of the anion. The effect is thought to be related to increased lipid solubility
and ion pair formation25. Macromolecular salts using as counter ions
like polyacrylic acids, sulfonic
or phosporylated polysaccharides are used to alter
drug distribution for example, by promoting lymphatic uptake of antibiotics26.
6.3 Organoleptic Properties
Taste acceptability is
a particular issue with oral liquid dosage forms, lozenges, and chewable
tablets. The problem may be overcome by the preparation of poorly soluble
salts. Thus the bitterness of erythromycin and of bacitracin
can be ameliorated by the use of estolate (lauryl sulphate) and zinc salts,
respectively27. Propoxaphene may be taste
masked by forming the napsylate, the solubility of
which may be further reduced and the taste improved by adding a common ion salt
such as sodium or calcium napsylate. Water insoluble
salts may also be prepared using ion exchange resins. Metal drug salts, in
contrast to organic salts, may be problematic with respect to taste because of
their alkalinity. Salts incorporating the sweet tasting N-cyclohexylsulfamic
acid (cyclamate) as the counter ion can render bitter drugs such as dextromethorphan and chlorpheniramine
palatable28.
6.4 Toxicological Considerations
A wide range of
potential counter ions exist with potential for salt formation. However, the
actual choice is restricted because of the known or uninvestigated toxicity of
many potential counter ions. Therefore, consideration must be given to any
likely pharmacological and toxicological actions of the counter ion. Examples
of counter ions in use, which have pharmacological actions and potential for toxicity are lithium, copper, aluminium, calcium, and
ammonia. The bromide ion, which has inherent sedative action also has a 12-day
half-life may accumulate in the body and cause bromism
while iodide can produce iodism. Frequently provided,
the counter ion is nontoxic. The observed toxicity differences between salts
may be linked to solubility and its impact on rate and extent of absorption.
7. PROCESSING AND FORMULATION ISSUES:
7.1 Melting Point:
Low melting point drugs
or salts tend to be soft and plastic rather than hard and brittle and these
properties impact on frictional heating, on comminution,
and ultimately limit the ability to produce a free flowing powder. They also
impact on interparticulate binding during tablet
compression, affecting tablet hardness and friability. The solubility of a drug
frequently decreases by an order of magnitude with an increase of 100˚C in
its melting point. Relationships have been identified between salt melting
points and the melting point of the conjugate acid or base. These indicate that
those structural features leading to high melting (e.g., planarity, symmetry)
or low melting (e.g., chain flexibility, asymmetry) of salt-forming agents may
be carried over in determining the crystal lattice energies of the salt. In a
study on a series of salts of a basic experimental drug candidate, Gould29
explored the dependence of salt melting point on the conjugate anion crystallinity. Salts prepared from planar, high-melting
aromatic sulfonic or hydroxycarboxylic
acids yielded crystalline salts of correspondingly high melting point30
whereas flexible aliphatic acids such as citric and dodecyl
benzene sulfonic yielded oils. So, it is concluded
that the comparative planar symmetry of the conjugate acid appeared to be
important for the maintenance of high crystal lattice forces. Hydroxyl acids
increase rigidity in flexible bases by hydrogen bonding resulting in an
increase in melting point while the solubility may not be compromised because
of the hydrophilicity of the acid. Dissociation of HCl or HBr from drug salts may
occur, resulting in the release of the hydrohalide
gas. These gases in turn may interact with excipients
or corrode tableting tooling. Such dissociation with
gas loss may be induced and/or facilitated by processing, e.g., freeze-drying.
High-melting point crystalline salts will generally be the most stable, in
contrast to amorphous or liquid/oil salt forms.
7.2 Stability:
The stability of
organic compounds in the solid state is related to the melting point or
strength of the crystal lattice. Before selecting a salt, its chemical and
physical stability under stressed heat and humidity conditions should be
assessed. The chemical and physical stability of a drug may be enhanced or
retarded by salt formation. For example solid dosage forms of diclofenac contain salt forms rather than the less stable
free acid. Although salt formation may result in improved dissolution rate and
bioavailability of a poorly water soluble compound,
the preparation of stable salt forms for some drugs may not be feasible and the
free acid or base forms may be preferred. For example, the base form of a-pentyl-3-(2-quinolinylmethoxy)
benzene methanol is selected for dosage form design because of the physical
instability of its hydrochloride salt. The selection of an optimal salt form in
terms of stability requires consideration of counterion
related factors such as crystal lattice energy (stronger crystal lattice forces
generally result in superior solid-state stability), pH of the liquid
microenvironment (a function of counter ion pKa), and
the possibility of counter ion participation in the degradation of the drug. The
stability of organic compounds in the solid state is related to the melting
point or strength of the crystal lattice.
Liquefaction of the
solid generally occurs before degradation begins because the forces between
molecules in a crystal are generally small relative to the energy required to
break chemical bonds. Consequently, the melting point of a compound can be an
important factor in determining stability. A study of the stability of a
prostaglandin derivative and its sodium, potassium, and tromethamine
salts when stored protected from light at 33˚C, revealed a marked
dependence of solid state stability on salt form. In addition, a low melting
point of a drug salt can adversely affect its processability.
Highly hydrophilic polar ionized groups, such as those in monohydrochlorides,
dihydrochlorides, and sulphates
present on the salt crystal surface, promote wettability
and hygroscopicity with resultant processing
difficulties and with the potential for instability often promoting hydrolysis.
The source of moisture may not only be the atmosphere but also excipients present in the formulation. The pH of such
adsorbed moisture may be extreme often being highly acidic in the case of HCl salts.The use of less soluble
salts often overcome these hydroscopicity problems.
The tris (hydroxymethyl)
amino methane salts of some NSAIDS have superior less hygroscopic properties
than their sodium equivalents while generally maintaining good solubility. The
calcium salt of penicillin is less hygroscopic and consequently more stable in
a moist atmosphere than the sodium salt. The potassium salt of penicillin G is
preferred to the sodium salt because it is less hygroscopic. In the case of
hydrate salt forms, the stability is critically dependent on the temperature
and humidity. The onset temperatures of dehydration for the magnesium and
calcium salts are higher than that of the sodium salts consistent with stronger
ion dipole interactions in the divalent salts. Examination of the crystal
structure of the sodium salt reveals a very open network with an observable
channel of water oxygen, not apparent for the divalent salts
which is suggested by the authors as a significant factor in the
stability of the hydrate. Studies of the potassium, sodium, calcium, and
magnesium salts of p-amino salicylic acid indicates a general trend of
increasing propensity to form hydrates with increasing ionic potential of the cations. This is evident from the increase in the number of
moles of water associated with the salts as the ionic radius decreased and the
charge on the cation increased. However, the
usefulness of such a generalization is limited because salts may form several stoichiometric hydrates with different amounts of water
depending on the crystallization conditions. Therefore, the selection of the
optimal salt form with respect to hydrate stability usually required. The base form of a-pentyl-3-(2-quinolinylmethoxy)
benzene methanol is selected for dosage form design because of the physical
instability of its hydrochloride salt31. The selection of an optimal
salt form in terms of stability requires consideration of counter ion-related
factors such as crystal lattice energy (stronger crystal lattice forces
generally result in superior solid-state stability), pH of the liquid
microenvironment (a function of counter ion pKa), and
the possibility of counter ion participation in the degradation of the drug32.
Thus amorphous ethacrynic acid and amorphous sodium ethnacrynate are less stable than the crystalline forms33.
Low solubility tends also to contribute to increased stability, as it will set
the upper concentration limit of drug in solution. Cracking of tablets, because
of conversion on high humidity storage of the anhydrous HCl
drug salt to a hydrate form has been reported34. A study on the
stability of hydrate forms of fenoprofen salts35
showed that the dihydrate of the calcium salt was
more stable than the dihydrate of the sodium salt,
suggesting that the water of hydration was more tightly bound in the calcium
salt crystals. Similar trends in relation to the stability of hydrates of
p-amino salicylic acid salts were reported36. In the case of hydrate
salt forms, the stability is critically dependent on the temperature and
humidity. The onset temperatures of dehydration for the magnesium and calcium
salts were higher than that of the sodium salts, consistent with stronger
ion–dipole interactions in the divalent salts. Examination of the crystal
structure of the sodium salt revealed a very open network with an observable
channel of water oxygen’s, not apparent for the divalent salts, which was
suggested by the authors as a significant factor in the stability of the
hydrate. Studies of the potassium, sodium, calcium, and magnesium salts of
p-amino salicylic acid indicated a general trend of increasing propensity to
form hydrates with increasing ionic potential of the cations.
This was evident from the increase in the number of moles of water associated
with the salts as the ionic radius decreased and the charge on the cation increased. However, the usefulness of such a
generalization is limited because salts may form several stoichiometric
hydrates with different amounts of water, depending on the crystallization
conditions. Therefore, the selection of the optimal salt form with respect to
hydrate stability usually requires experimental evaluation. The issue of
equilibrium moisture curves for salt hydrates was reviewed by Carstensen37.
8. DISSOLUTION ASPECTS OF SALTS:
The dissolution is the
process by which a solid dissolves in a liquid, and the rate at which the
dissolution takes place is referred to as the dissolution rate. There is,
however, an important distinction between dissolution and solubility. The
latter implies that the process of dissolution has been complete and the
solution is saturated.
8.1 General solubility - dissolution rate relationships:
Theories of salt
dissolution have been reported in the literature38,39.
The relationship between dissolution rate (J) and solubility (Cs) may be
expressed by the Noyes - Whitney
Equation40.
J = KA (Cs-C) -------------------------- (1)
K - constant,
A - surface area of the dissolving solid, and C - concentration in the
dissolution medium.
The above equation may
be modified according to the Nernst - Brunner diffusion layer model41.
It implies that the outermost layer of the solid drug dissolves instantly into
a thin film of solvent to form a saturated solution of concentration (Cs) and
the transfer of the dissolved drug to the bulk solution occurs by diffusion of
drug molecules through this layer. If the diffusion layer thickness may be
denoted by h and the diffusion coefficient of the solute in this layer by D,
then K becomes equivalent to D/h and the equation may then be rewritten as
J = DA / h (Cs-C)
-------------- (2)
For a constant surface
area A and under sink conditions
(Cs≫C) in Eq (2) becomes
J = DACs / h ---------------- (3)
or J /
ACs = D / h ------------ (4)
where the left side of Eq (4) may
remain constant under a particular experimental condition, that is, when D and
h remain constant. Although according to Eq (3), the
dissolution rate is proportional to both solubility and surface area, the
increase in Cs is the more effective way of improving the dissolution rate of a
solid dosage form. For example, if the particle size of a drug substance is
lowered by a factor of 5, say, from 25 μm to 5 μm, the surface area A increases by 5 times and
consequently the dissolution rate J also increases by a factor of 5. There is
also a practical limit how much particle size reduction one can achieve. For solid powders, the lowest particle size that can be achieved by
conventional milling i.e; about 2 to 3 μm. On the other hand, the salt formation may
be able to increase Cs hundreds of times, and J would also increase by a
similar factor. The dissolution rate of drugs is generally diffusion controlled
and under sink conditions, the rate per unit surface area (G) may be expressed
by:
G = DCs / h
--------------------- (5)
D - diffusion
coefficient of the drug, Cs - solubility and h - hydrodynamic boundary layer
thickness.
Therefore, given the
effect of salt formation on solubility, it is not surprising that many studies
illustrate the positive influence of salt formation on dissolution rate and the
beneficial effects on dissolution of changing acidic and basic drugs into
salts. A pharmaceutical salt generally exhibits a higher dissolution rate than
the corresponding conjugate acid or base at an equal pH by acting as its own
buffer and altering the pH of the diffusion layer. Thus, a pharmaceutical salt
can exhibit a higher dissolution rate than the corresponding conjugate acid or
base at the same pH, although they may have the same equilibrium solubility.
The early work on the dissolution of theophylline
salts shows a correlation between diffusion layer pH and dissolution rate,
concluding that salts often speed up dissolution by a self-buffering action,
altering the pH of the diffusion layer. Therefore the dissolution rates of
acids and bases are determined by the pH values of the diffusion layers and are
in effect independent of the bulk pH of the medium used. The difference in
dissolution rates of acids and their salts at different bulk pH was found to be
in good conformity with Eq (2) when the saturated
solubility (Cs) at the pH at the interface (pHo)
is used rather than the solubility at the bulk solution pH.
The pH of the dissolution medium in equilibrium with an excess of the
dissolving material is shown to be a good approximation for the pH at the
solid-liquid interface.
9.ROLE OF NMR
SPECTROSCOPY:
Investigation of the
use of solution NMR spectroscopy to determine the effect of organic solvents on
chemical shift changes can be useful in the evaluation of solvents and counter
ion selection for salt formation. 1H and 15N chemical shift changes in three
bases (pyrazine, phthalazine,
and pyridine) on the addition of acids (1:1 ratio) in various solvents
indicated protonation i.e;
salt formation. The media used affected the observed chemical shift changes. Protonation data provides an insight on potential salt
formation in different media. Therefore solution NMR spectroscopy appears to be
a useful tool to evaluate counter ion and solvent selection for salt formation
reaction.
The physicochemical
properties of drug candidates often dictate their successful development in
pharmaceutical products42. For example, many drug candidates fail
due to low solubility and/or low stability. Salt formation is routinely
employed in modern drug discovery to overcome such failure by changing the
physicochemical properties of drug candidates without modifying their chemical
structures. There have been numerous literature reports concerning the
selection process to achieve an optimal salt form for new drug candidates43
and impact on solubility, dissolution rate and bioavailability44-46.
A common problem during salt screening is that glassy material may form
following solvent evaporation. This may result from high solubility of the salt
form in the solvent system, insufficient time for nucleation and crystal growth
and/or insufficient proton transfer from acid to base in the solvent system. A
general rule for appropriate counter ion selection for salt formation for a
weak base is that the pKa value of the acid
should be 2 units lower than that of the base to ensure proton transfer47.
The difference between the pKa of the base and
the pKa of the acid is known as pKa. Although the pKa
is a useful guideline for initial counter ion selection, it is important to
remember that pKa values can shift with the
solvent system due to differences in dielectric constant and proton donor or
acceptor properties. Most pKa values reported
in the literature are based on the aqueous phase, whereas organic solvents are
usually employed in salt formation. The differences in the pKa
values of various compounds in water and DMSO are reported48. Even
though changes in the pKa values of acids and
bases in organic solvents are well known, no guidelines have been reported
regarding selection of solvent systems for pharmaceutical salt formation based
on protonation between acids and bases. The pKa of ephedrine and acetic acid in water are 9.74
and 4.76 whereas in methanol 8.74 and 9.71 respectively. Thus the pKa values of ephedrine and acetic acid49 are
4.98 and −0.97 in water and methanol. Accordingly, there is no pH
range to ensure sufficient proton transfer from acid to base in methanol,
suggesting that salt formation between ephedrine and acetic acid is unlikely to
occur in this solvent. Thus, solution NMR technique can also be used to confirm
the pKa in different organic solvents when the
complete pKa values in many different organic
solvents are available. Since the pKa values
of drug candidates may not be available for all solvent systems solution, NMR
technique provides useful information and rationale to select suitable solvent
system for salt formation reaction in organic solvents.
10. CONCLUSION:
The ability of many
drugs to form salts affords the formulation scientist increased scope to
optimize drug product performance. The formation of a drug salt can alter
physicochemical properties such as physical and chemical stability, solid state
characteristics such as crystal form, melting point, enthalpy, solvation, hygroscopicity,
which in turn has an impact on processability,
dissolution rate, and bioavailability. Unfortunately, our understanding of the
physics and chemistry of salt formation is not yet at a stage where we can
predict the physicochemical properties of a proposed salt. A particular problem
in this regard is the formation of a range of salt polymorphs and/or solvates.
While qualitative/semi empirical guidelines have been developed, the selection
process is still largely experiment based. It is to be hoped that developments
in computational methods will soon lead to the more accurate prediction of biopharmaceutically relevant solid state properties that
will ultimately simplify the task of appropriate salt selection.
11. REFERENCES:
1.
Bhattachar SN, Deschenes LA, and Wesley JA.
Solubility: It's not just for physical Chemists. Drug Discov Today, 2006; 11
(21/22): 1012-1018.
2.
Anderson BD, and Conradi RA.
Predictive Relationships in the Water Solubility of Salts of a Nonsteroidal Anti-inflammatory Drug, J. Pharm Sci 1985; 74 (8): 815–820.
3.
Bighley LD, Berge SM, and Monkhouse DC, Swarbrick J and Boylan JC. Salt Forms of Drugs and Absorption in Encyclopedia of Pharmaceutical Technology,
Eds. Marcel Dekker, New York, 1996; 453-499.
4.
Florence AT and Attwood D.
Properties of the Solid State in Physicochemical
Principles of Pharmacy, Eds. Macmillan Press Ltd, London, 3rd ed, 1998; 5–34.
5.
Balbach S and Korn C. Pharmaceutical Evaluation of
Early Development Candidates-the 100- mg Approach, Int. J. Pharm, 2004; 275 (1–2), 1–12.
6.
Hilfiker R, Blatter F, and Raumer
MV. Relevance of Solid-State Properties for Pharmaceutical Products in Polymorphism in the Pharmaceutical Industry,
Ed. Wiley- VCH, Weinheim, Germany, 2006; 1-19.
7.
Davies G. Changing the Salt,
Changing the Drug, Pharm. J.2001;
266 (7138), 322–323.
8.
Higgins JD and Rocco WL. Pharma Preformulation: A Stop along the Drug Development
Highway, Today's Chemist at Work,
2003; 12 (7), 22-26.
9.
Stahl PH and Nakano M, Stahl PH
and C.G. Wermuth CG. Pharmaceutical Aspects of the
Drug Salt Form, Handbook of
Pharmaceutical Salts Properties, Selection, and Use, Eds. Wiley–VCH, Weinheim, Germany, 2002;83-116.
10.
Gould PL. Salt Selection for
Basic Drugs, Int. J. Pharm.1986;
33 (1–3), 201-217
11.
Shargel L, Swarbrick J, Boylan JC. Yu,
A.B.C. Biopharmaceutics. In Encyclopedia of Pharmaceutical Technology Eds.
Marcel Dekker, Inc. New York, 2002; 156-176.
12.
Anderson BD, Conradi RA. Predictive
relationships in the water solubility of salts of a non-steroidal antiinflammatory drug. J. Pharm. Sci. 1985; 74 (8):
815-820.
13.
Connor KM, Corrigan OI. Preparation and characterization of
a range of Diclofenac salts. Int. J. Pharm, 2001;
226: 163-179.
14.
Chiarini A, Tartarini A, Fini A. pH–solubility relationship and partition
coefficients for some anti-inflammatory arylaliphatic
acids. Arch. Pharm. Weinh. 1984; 317, 268-273.
15.
Agharkar S, Lindenbaum S,
Higuchi T. Enhancement of solubility of drug salts by hydrophilic counterions: Properties of organic salts of an antimalarial drug. J. Pharm. Sci,
1976; 65 (5): 747–749.
16.
Engel GL, Farid NA, Faul MM, Richardson LA, Winneroski
LL. Salt form selection and characterization of LY333531 mesylate
monohydrate. Int. J. Pharm, 2000; 198: 239- 247.
17.
Dittert LW, Higuchi T,
Reese DR. Phase solubility technique in studying the formation of complex salts
of triamterene. J. Pharm. Sci,
1964; 53 (11): 1325-1328.
18.
Morozowich W, Chulski,
T, Hamlin WE, Jones PM, Northam JI, Purmalis A, Wagner JG. Relationship between in vitro
dissolution rates, solubilities, and LT50’sin mice of
some salts of benzphetamine and etryptamine.J.
Pharm. Sci. 1962, 51 (10), 993–996.
19.
Haleblian J, McCrone W.
Pharmaceutical applications of polymorphism. J. Pharm. Sci,
1969; 58 (8): 911–929.
20.
Brittain HG, Swarbrick J, Boylan JC.
Polymorphism: pharmaceutical aspects. In Encyclopedia of Pharmaceutical Technology;
Eds.; Marcel Dekker, Inc.: New York, 2002; 2239-2249.
21.
Higgins JD and Rocco WL. Pharma Preformulation: A Stop Along
the Drug Development Highway, Today's
Chemist at Work, 2003; 12
(7): 22–26.
22.
Miyazaki S, Oshiba M, Nadai T. Unusual solubility and dissolution behaviour of
pharmaceutical hydrochloride salts in chloride containing media. Int. J. Pharm, 1980; 6, 77-85.
23.
Rubino JT. Solubilities and solid state properties of the sodium salts
of drugs. J. Pharm. Sci,1989; 78 (6): 485-489.
24.
Boger WP, Strickland SC. The penicillinate
of benzhydrylamine; its oral administration. Antibiot. Med. Clin. Ther, 1955; 1: 352-376.
25.
Viscia SM, Brodie DC. The in vitro antifungal activity
of a series of acridine salts. J. Am. Pharm. Assoc.
Sci. Ed, 1954; 43: 52-54.
26.
Malek P, Kolc J, Herold M, Hoffman J. Lymphotrophic
antibiotics. In Antibiotics Annual 1957-8; Welch, H., Mari-Ibanez, F., Eds.;
Medical Encyclopedia, Inc.New York, 1958; 546-551.
27.
Gruber
CM, Stephens VC, Tirrell PM. Propoxyphene napsylate: chemistry and experimental design. Toxicol. Appl. Pharmacol, 1971;
19 (3): 423-426.
28.
Campbell
JA, Slater JG. Modification
of physical properties of certain antitussive and
antihistaminic agents by formation of N-cyclohexylsulfamate
salts. J. Pharm. Sci, 1962; 51: 931-934.
29.
Gould
PL. Salt selection for basic drugs. Int. J. Pharm,
1986; 33: 201-217.
30.
Wells
JI. Pharmaceutical Preformulation-The Physicochemical Properties of
Drug Substances; Ellis Horwood: Chichester,
UK, 1988.
31.
Serajuddin ATM, Sheen
PC, Mufson D, Bernstein D, Augustine
MA. Preformulation study of a poorly water-soluble drug, a-pentyl-3-(2-quinolinylmethoxy)benzenemethanol: Selection of the
base for dosage form design.J. Pharm. Sci, 1986; 75: 492-496.
32.
Anderson BD, Flora KP.Preparation
of water-soluble compounds through salt formation. In The Practice of Medicinal
Chemistry; Academic Press: London, 1996; 739-754.
33.
Yarwood RJ, Phillips AJ, Collett JH.The influence of freeze drying on the stability and
dissolution of sodium ethacrynate. J. Pharm. Pharmacol, 1983; 35, P4.
34.
Yamaoka T, Nakamachi H, Miyata K. Studies
on the characteristics of carbochromen hydrochloride
crystals. II.Polymorphism and cracking in the
tablets. Chem. Pharm.Bull. Tokyo, 1982; 30 (10):
3695-3700.
35.
Hirsch
CA, Messenger RJ,
Brannon JL. Fenoprofen:
drug form selection and preformulation stability
studies. J. Pharm. Sci. 1978; 67 (2): 231-236.
36.
Forbes
RT, York P, Fawcett V,
Shields L. Physicochemical properties of salts of p- aminosalicylic
acid. I. correlation of crystal structure and hydrate stability. Pharm. Res,
1992; 9 (11): 1428-1435.
37.
.Carstensen JT, Rhodes CT.
Physical characteristics of solids. In Drug Stability, Drugs and the
Pharmaceutical Sciences; Eds.; Rhodes: Marcel Dekker, 2000; 107: 209-236.
38.
Noyes
AA, Whitney WR. The rate of solution of solid substances in their
own solutions, J. Am. Chem. Soc, 1897;19: 930-934.
39.
Higuchi WI. Diffusional models
useful in biopharmaceutics - drug release rate
processes, J. Pharm. Sci,1967; 56: 315-324.
40.
Pudipeddi M, Serajuddin
ATM, Grant DJW, Stahl PH, Stahl PH, Wermuth CG. Solubility and dissolution of weak acids, bases, and salts, in:
(Eds.), Handbook of Pharmaceutical Salts: Properties, Selection, and Use,
Wiley-VCH, Weinheim, 2002; 19- 39.
41.
Pudipeddi M, Serajuddin ATM, Grant
DJW, Stahl PH, Wermuth CG. Solubility and dissolution of weak acids, bases,
and salts, in: (Eds.), Handbook of
Pharmaceutical Salts: Properties, Selection, and Use, Wiley-VCH, Weinheim, 2002.
42.
Wenlock M.C, Austin RP. A
Comparison of physiochemical property profiles of development and marketed oral
drugs. J. Med. Chem,2003; 46: 1250-1256.
43.
Morris KR.,
, (1994). An integrated approach to the selection of optimal salt form
for a new drug candidate. Int. J. Pharm., 105, 209-217
44.
Serajuddin ATM, Pudipeddi M, Stahl
PH, Wermuth CG. Eds. Salt selection strategies.
Handbook of Pharmaceutical Salts: Properties, Selection,and Use. Wiley-VCH, Zurich,2002;135-160.
45.
Berge, S.M., Bighley, L.D.,
1977.Pharmaceutical salts. J. Pharm. Sci.66, 1–19.
46.
Engel, G.L., Farid, N.A., 2000. Salt form
selection and characterization of Y333531 mesylate
monohydrate. Int. J. Pharm. 198, 239–247.
47.
Bastin, R.J., Bowker, M.J., et
al., 2000.Salt selection and optimisation procedures
for pharmaceutical new
chemical entities. Org. Process Res. Dev. 4, 427-435.
48.
Bordwell FG. Equilibrium acidities in dimethyl
sulfoxide solution. Acc. Chem.Res,1988;
21: 456-463.
49. Black SN, Collier
EA. Structure, solubility,screening and synthesis
of molecular salts. J.Pharm. Sci,2007;
96: 1053-1068.
Received on 19.10.2011
Accepted
on 28.10.2011
©
A&V Publication all right reserved
Research Journal of Pharmaceutical
Dosage Forms and Technology.
3(6): Nov.- Dec., 2011, 251-259